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MUFG Securities Americas, Inc. designated Primary Dealer by the Federal Reserve Bank of New York

MWN-AI** Summary

On January 15, 2026, Mitsubishi UFJ Financial Group (MUFG) announced that its broker-dealer arm, MUFG Securities Americas, Inc. (MUSA), has been designated as a Primary Dealer by the Federal Reserve Bank of New York. This prestigious status allows MUSA to act as a trading counterparty with the New York Fed, enabling participation in open market operations, supporting U.S. Treasury securities during auctions, and providing crucial market intelligence and analysis to the Fed's Open Market Trading Desk.

Mike Yarian, Head of Global Markets Sales and Trading (ex-Japan), emphasized that this designation reflects MUFG's financial strength and global presence, further solidifying its long-term commitment to the U.S. financial market, where it has operated as a significant investor for over 140 years. To earn this designation, MUFG demonstrated its ability to act as a market maker and maintain a robust back office capable of handling the expected settlement volumes from the New York Fed.

MUSA, incorporated in 1988 and headquartered in New York, is a wholly owned subsidiary of MUFG Americas Holdings Corporation. As a registered member of FINRA, NFA, and SIPC, MUSA is engaged in various capital market activities, including private placements, securities lending, and market-making transactions.

MUFG, one of the world’s foremost financial institutions, boasts a rich legacy of over 360 years and operates a vast global network with approximately 2,000 locations across 40 countries. Its diverse range of services spans commercial banking, asset management, and investment banking. The designation as a Primary Dealer not only enhances MUFG's standing in the financial sector but also plays a crucial role in the stability and liquidity of the U.S. Treasury market, reinforcing MUFG’s vision of being the world’s most trusted financial group.

MWN-AI** Analysis

MUFG Securities Americas, Inc. (MUSA) has recently attained the designation of Primary Dealer by the Federal Reserve Bank of New York, a strategic move that affirms its significant position in the U.S. financial landscape. This role allows MUSA to actively participate in open market operations, offering valuable insights and analysis to the New York Fed while facilitating the trading of U.S. Treasury securities. With this designation, MUFG underscores its long-standing commitment and robust financial strength, presenting an attractive proposition for investors.

Looking ahead, investors should closely monitor MUSA's activities as a Primary Dealer, particularly as it expands its role in supporting U.S. Treasury liquidity and stability. The implications of this status could enhance MUSA's market reputation and operational capabilities, particularly as it engages in capital markets transactions and market-making activities. The integration of extensive market intelligence from the New York Fed may also offer MUSA a competitive edge in forecasting market trends.

Given the current global economic environment, characterized by fluctuations in interest rates and inflationary pressures, MUSA may be well-positioned to capitalize on government securities as a safe haven for investors. As the Federal Reserve continues to navigate monetary policy challenges, MUSA's involvement could lead to increased trading volumes and a strengthened market presence.

Investors should consider the potential of MUSA's enhanced market role within the broader context of MUFG, a financial powerhouse with a global reach and diverse service offerings. The firm's commitment to sustainability and long-term growth adds to its attractiveness as a stable investment choice.

In conclusion, with MUFG's designation as a Primary Dealer, now may be an opportune time for investors to assess their positions and explore opportunities related to MUSA, particularly in U.S. Treasury securities and capital markets.

**MWN-AI Summary and Analysis is based on asking OpenAI to summarize and analyze this news release.

Source: PR Newswire

PR Newswire

NEW YORK, Jan. 15, 2026 /PRNewswire/ -- Mitsubishi UFJ Financial Group (MUFG), one of the 10 largest global financial groups*, today announced that its registered broker-dealer MUFG Securities Americas, Inc. (MUSA) has been designated a Primary Dealer by the Federal Reserve Bank of New York (New York Fed).

In this capacity, MUSA will act as a trading counterparty with the New York Fed, participating in open market operations, supporting U.S. Treasury securities at auctions, and providing market intelligence and analysis to the Open Market Trading Desk at the New York Fed.

Mike Yarian, Head of Global Markets Sales and Trading (ex-Japan), said: "The Primary Dealer designation underscores MUFG's financial strength, global reach, and long-term commitment to the U.S., where MUFG has been a significant investor for more than 140 years. As one of the world's leading financial institutions, we are proud to support the stability, liquidity, and efficient functioning of the U.S. Treasury market and honored to have been approved by the New York Fed for this role."

To qualify for this designation, MUFG was required to demonstrate a substantial presence as a market maker and to operate a back office capable of supporting settlement at volumes expected by the New York Fed, among other requirements.

*One of the world's 10 largest financial institutions according to S&P Global Market Intelligence (April 2025).

About MUFG Securities Americas, Inc.

MUSA is the U.S. broker-dealer affiliate of MUFG, one of the top financial groups in the world and the most prominent financial institution in Japan. MUSA is a wholly owned subsidiary of MUFG Americas Holdings Corporation. Incorporated and headquartered in New York in 1988, MUSA is a member of FINRA, the NFA and the SIPC and is designated as a Primary Dealer by the Federal Reserve Bank of New York. In its capacity as a securities broker-dealer, MUSA engages in capital markets origination transactions, private placements, collateralized financing, securities borrowing and lending transactions and securities sales and trading "market-making" transactions.

About MUFG and MUFG Americas

Mitsubishi UFJ Financial Group (MUFG) is one of the world's leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with approximately 2,000 locations in more than 40 countries. The MUFG Group has about 150,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. The MUFG Group aims to "be the world's most trusted financial group" through close collaboration among our operating companies and flexible response to all of the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG's shares trade on the Tokyo, Nagoya, and New York stock exchanges. For more information, visit https://www.mufg.jp/english.

MUFG's Americas operations, including its offices in the U.S., Latin America, and Canada, are primarily organized under MUFG Bank, Ltd., and subsidiaries, and are focused on Global Corporate and Investment Banking, Japanese Corporate Banking, and Global Markets. MUFG is one of the largest internationally headquartered financial institutions in the Americas. For locations, banking capabilities and services, career opportunities, and more, visit www.mufgamericas.com.

Media Contact: media@us.mufg.jp

SOURCE MUFG Bank, Ltd.

FAQ**

How does Mitsubishi UFJ Financial Group Inc. MUFG plan to leverage its new designation as a Primary Dealer to enhance its market intelligence and analysis capabilities?

Mitsubishi UFJ Financial Group Inc. (MUFG) plans to leverage its new designation as a Primary Dealer by enhancing its market intelligence and analysis capabilities through increased access to U.S. Treasury operations, improved data insights, and expanded trading and client services.

What specific measures has Mitsubishi UFJ Financial Group Inc. MUFG implemented to ensure compliance with the requirements for maintaining its Primary Dealer status?

Mitsubishi UFJ Financial Group Inc. (MUFG) has implemented specific measures such as enhancing risk management frameworks, bolstering capital adequacy, adhering to regulatory standards, and ensuring robust trading operations to maintain its Primary Dealer status.

In what ways does Mitsubishi UFJ Financial Group Inc. MUFG anticipate influencing the liquidity and stability of the U.S. Treasury market through its activities as a Primary Dealer?

Mitsubishi UFJ Financial Group Inc. (MUFG) anticipates influencing the liquidity and stability of the U.S. Treasury market through its activities as a Primary Dealer by actively participating in market operations, facilitating transactions, and providing price discovery and market-making services.

How might the designation of Mitsubishi UFJ Financial Group Inc. MUFG's MUFG Securities Americas, Inc. as a Primary Dealer impact its competitive position within the global financial markets?

The designation of Mitsubishi UFJ Financial Group Inc.'s MUFG Securities Americas, Inc. as a Primary Dealer could enhance its competitive position by increasing its access to the Treasury securities market, improving liquidity, and strengthening its relationships with central banks and other financial institutions.

**MWN-AI FAQ is based on asking OpenAI questions about Mitsubishi UFJ Financial Group Inc. (NYSE: MUFG).

Mitsubishi UFJ Financial Group Inc.

NASDAQ: MUFG

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